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Senior Compliance Manager - Governance & Monitoring

Philadelphia

We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the Core Compliance team and will play an integral part of driving governance and implementing compliance frameworks.

At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You’ll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.

What role will you play?

The Senior Compliance Manger will be part of the Core Compliance team and will work under the general direction of the Chief Compliance Officer to lead, develop, and execute the policy governance, compliance monitoring and testing, compliance education, and regulatory change management programs.

What you offer

  • Minimum of 7 to 10 years relevant experience in addition to a Bachelor’s degree in finance, business, or a related field.
  • Broad knowledge of SEC rules and regulations pertaining to investment advisers and mutual funds is a plus.
  • Experience with Cube RegPlatform or similar regulatory change management systems a plus.
  • Global mindset; experience working in a global environment preferred.
  • Excellent written and oral communication skills. Capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:

  • Hybrid and flexible working arrangements 
  • One wellbeing leave day per year and minimum 25 days of annual leave
  • Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing
  • Employee Assistance Program, a robust behavioral health network with counseling and coaching services
  • Recognition and service awards

About Macquarie Asset Management

In Macquarie Asset Management, you will join a global asset manager that aims to deliver positive impact for everyone. Join a team that is trusted by institutions, pension funds, governments, and individuals to manage billions in assets globally. We provide access to specialist investment expertise across a range of capabilities including fixed income, equities, multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.

Our commitment to Diversity, Equity and Inclusion 

We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

About Macquarie

A career at Macquarie means you’ll have the opportunity to develop new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at www.macquarie.com/careers

Job no: MAM-976204
Work type: Permanent - Full time
Location: Philadelphia
Category: Senior, Asset Management, Compliance, Legal & Regulatory
Group: Macquarie Asset Management
Division: Risk
Recruiter: Janie Yellitz
Opening Date: