Americas
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Support Group Compliance - Manager / Senior Manager

New York

Join our Americas regional team in either Houston or New York and play a key role in Macquarie’s Support Group Compliance.

Support Group Compliance provides global compliance coverage to our Support Group functions which cover a wide range of back-office activities across Macquarie’s divisions globally such as:    

  • Market Operations
  • Initiatives and issues in technology such as cyber security, data management, transition to cloud and facilitating remote working arrangements
  • Regulatory records management
  • Client Money
  • Supplier and premises management
  • Human Resources
  • Treasury, finance and corporate affairs

You will report to the Houston-based Americas Head of Support Group Compliance and be responsible for compliance coverage across divisions within the Support Groups in the Americas, with an initial focus on Macquarie’s transaction reporting obligations with the Commodity Futures Trading Commission and the Securities Exchange Commission.

This role will offer a highly varied portfolio of work and give you the opportunity to act as a trusted advisor, working closely with staff at all levels. In addition to advising the commodities and equities divisions on transaction reporting matters, you will advise the Finance and Operations divisions, perform regulatory gap-analysis and risk assessments, assist in audits, maintain policies and contribute to various projects.

Significant elements of your success will be your ability to:

  • establish and maintain productive and collaborative relationships with senior stakeholders in the Americas (primarily based in New York and Houston)
  • establish and maintain ongoing connection with your teammates in other regions globally, to enable you to learn from their insights and contribute yours to them
  • have strong attention to detail, the ability to digest rules and regulations and advise the business.

To be successful in this role, having both prior experience in financial markets and an understanding of operations and trading would be beneficial. Effective written and verbal communication skills, as well as the ability to proactively identity and analyze problems and propose and oversee/implement viable solutions will also be imperative. 

If you’re ready to join a global organization and take your career to the next level, apply now online.

Find out more about Macquarie careers at www.macquarie.com/careers

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralized unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion 

The diversity of our people is one of our greatest strengths, and an inclusive workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of ‘empowering people to innovate and invest for a better future’, we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.

We equip our people with the support to work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

*GD #LI-AMERICAS

About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 16,300+ employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, investment banking and principal investment.

Find out more at www.macquarie.com/careers

Job no: RMG-956617
Work type: Full time
Location: New York
Category: Mid-senior, Mid-level, Commodities, Compliance, Legal & Regulatory, Equities, Risk Management, Trading
Group: Risk Management Group
Division: Compliance
Recruiter: Tammy Lee
Opening Date: