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Compliance Assurance Manager

London

An excellent opportunity to join the EMEA Regulatory Assurance team, as a Manager. The Regulatory Assurance team is responsible for undertaking risk-based reviews to provide assurance to senior management that controls are designed to mitigate the regulatory risks in their business and are operating effectively. The reviews cover key areas identified by the annual Risk and Control Self-Assessment (RCSA) process, areas of regulatory focus, regulatory change and areas highlighted by compliance management and the business.  Reviews can cover trading desks, business functions, branches, geographic locations and cross entity thematic issues. 

You will be involved in regulatory assurance reviews, including planning, scoping, reviewing, testing, documenting and reporting. You will communicate results of reviews to the business and undertake ongoing stakeholder management.  As a member of the team, you will assist in determining the plan of assurance reviews each year.  Additionally, you will be involved in assisting with the annual RCSA process, including review and challenge to monitor adherence to the policy. 

You will have an analytical, investigative mindset to spot when something doesn’t look right and determine the root cause.  You will possess excellent verbal and written communication skills and have the ability to develop relationships across various stakeholders, including local and regional advisory compliance staff and the business, which will be critical to your success. Adhering to deadlines whilst maintaining a high degree of accuracy and quality, and ability to handle multiple tasks and prioritise effectively is also essential.

If you are ready to join a global organisation and take your career to the next level, apply now online.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity, Equity and Inclusion 

The diversity of our people is one of our greatest strengths. An inclusive and equitable workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of ‘empowering people to innovate and invest for a better future’, we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Joining Macquarie means you’ll be able to work in a way that suits you best. With the right technology, support and resources, our people can work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

 

About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 18,000+ employees and offices in 33 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at www.macquarie.com/careers

Job no: RMG-966012
Work type: Permanent - Full time
Location: London
Category: Mid-senior, Compliance, Legal & Regulatory
Group: Risk Management Group
Division: Compliance
Recruiter: Kate Reid
Opening Date: