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Regulatory Compliance Manager, Sydney (Superannuation/Wealth)


Seize this opportunity to join the dynamic BFS Wealth Product & Technology Division within the Macquarie Group – we are looking for a Regulatory Compliance Manager to join our Wealth Product Governance team.

Within the Wealth Product and Technology Division, our primary business is the provision of choice platform products to superannuation members and IDPS clients, with over $100 billion in funds under administration. The Wealth platform offers a large investment menu covering a wide range of asset classes and a sophisticated digital user experience so that members and clients (assisted by their financial advisers) can manage and monitor their portfolio and financial position in a dynamic way.

As our Regulatory Compliance Manager, you will be responsible for:

  • The provision of advice on regulatory and compliance related matters to the Board, Senior Management and institutional partners.
  • Managing and facilitating over 20 internal and external audits on an annual basis.
  • Managing and facilitating the annual review and approval of policy and framework documents.
  • Managing various compliance attestations and associated processes.
  • Assisting with regulator (APRA, ASIC, ATO) requests, liaison meetings and reviews.
  • Management of compliance plans across four subsidiaries including attestations and presentations to relevant Boards.
  • Assisting with Board and Committee reporting.

Compliance experience in a leading financial institution industry such as superannuation, weath is preferred, along with knowledge of wealth products or platforms e.g. superannuation, insurance and IDPS. In addition, university qualifications in any of the following disciplines is also highly desirable e.g. Finance, Accounting, Commerce, Law or similar. Consulting experience in an audit, wealth management or superannuation products discipline will be highly regarded.

You will have effective interpersonal skills, in particular, the ability to develop working relationships and influence stakeholders at all levels.

About us

Banking and Financial Services Group (BFS) comprises our retail banking and financial services businesses, providing a diverse range of personal banking, wealth management and business banking products and services to retail customers, advisers, brokers and business clients. BFS operates predominantly in Australia and is organised into three business divisions: Personal Banking, Wealth Management and Business Banking.

We recognise the world is changing, and that means the way in which we do our work is changing too. Joining our Banking and Financial Services group means you will be empowered to work in a way that suits you best. With the right technology, support and resources, our people work where it works for them in Australia. Whether it’s from home, in an office, a combination of both, or on a flexible schedule, talk to us about what working arrangements will help you thrive.

About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 18,000+ employees and offices in 33 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at

Job no: BFS-964062
Work type: Permanent - Full time
Location: Sydney
Category: Senior, Mid-senior, Compliance, Legal & Regulatory
Group: Banking and Financial Services
Division: Product & Technology
Recruiter: Nisha Pillai
Opening Date: