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Regional Head of Trade Surveillance

Apply now Job no: RMG-939823
Work type: Full time
Location: Hong Kong
Group: Risk Management Group
Division: Compliance
Recruiter: Kate Reid

Join our regional compliance team and be part of a highly respected function enabling our business to deliver robust and competitive products to our clients, across the region.

As the regional Head of Trade Surveillance you will form part of our compliance leadership group leading a regional team who perform independent monitoring and surveillance, primarily focused on capital markets trading activity. 

Your experience in compliance and financial products will allow you to engage directly with business leads to provide guidance, and identify risks and needs concerning surveillance. You will be leading a skilful team of people who deliver ongoing and regular review of trading activity in order to identify improper behaviour or activities. These activities are related to our restricted and Grey lists, and electronic communication. Your ability to proactively identify and analyse problems will help you to ensure efficiency and effectiveness of our systems (including SMARTs Broker, Actimize, MANTAS or Bloomberg).

Demonstrating the highest standards of written and verbal communication, will allow you to form and maintain relationships across various stakeholders, including local and regional advisory compliance staff, technology and the business across the region.

If you believe you have the tenacity and flexibility to take on this dynamic role we welcome your application.

The Monitoring & Surveillance (M&S) function within Compliance is responsible for performing independent monitoring and surveillance principally related to capital markets trading activity. This is part of the Compliance supervisory activities performed by Macquarie in accordance to our regulatory obligations.

Macquarie Group is a global investment banking and diversified financial services group, providing services relating to banking, financial advisory & investment, funds management and trading services to institutional, corporate and retail clients and counterparties around the world.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available. Find out more about Macquarie careers at 

Advertised: China Standard Time
Applications close:

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