5 Months Fixed Term - Central Compliance - Singapore
Job no: RMG-935718
Work type: Fixed term, Full time
Group: Risk Management Group
Recruiter: Kate Reid
Macquarie is a significant provider of institutional banking, securities trading and advisory services to clients globally. Our compliance division in Singapore is seeking a compliance licencing expert to join the team for 5 months, maternity cover, commencing in mid-November 2017.
Strong prudential management has been a key to Macquarie's success over many years. The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie's Risk Management Group provides compliance support and advice to Macquarie's operating businesses.
Our risk management group is looking to make an important hire into the Singapore central compliance team. The key responsibilities of this person will be:
- Licensing applications for new joiners and transferees
- MAS notifications on licensed representatives' changes in particulars, investments and directorship appointments
- Maintenance of licensed representatives’ register of securities
- Completion of representatives’ Continuing Education Program
- Completion of forms for other regulators
- Weekly pre-trip travel notice
- Other ad-hoc compliance admin tasks of the Singapore Central Compliance team.
Supported by relevant tertiary qualifications, we would like to speak with candidates with compliance related experience in a financial services firm with 2-5 years of experience.
Founded in 1969, Macquarie Group is a global financial services provider with offices in 28 countries. Our long history of success has come from being different. We value the creativity that diversity of thought brings and we promote an innovative and entrepreneurial culture. The one thing we all have in common is our focus on high performance. If you’re capable, motivated and can deliver, we want you on our team.
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.
We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.
Advertised: Singapore Standard Time
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